Phone: 212-851-8414Fax: 212-851-8405
Below is a list of courses currently open for registration. Select the Read More button to view the course description or select the Register Now button to enroll online. If you prefer to register via mail or fax, download, complete and return the Offline Registration Form on the bottom left. Travel GuidanceWe suggest that you do not purchase restricted or non-refundable tickets for travel to a program. The BGK Group assumes no liability for penalties or fare increases should a program sell out or in the unlikely event that a program is cancelled or rescheduled for any reason.
Most courses begin at 8:30 am with a continental breakfast and conclude at 5:00 pm.Courses are held at the Downtown Conference Center.
Branch Office Management and Supervision
Capital Markets: An Introduction
Derivative Products: An Introduction
Effective Compliance Management
Ethics for the Financial Services Professional
Fixed Income Markets and Instruments
Operational Risk Management
Rule 15c3-1: Capital Adequacy
Rule 15c3-3: Customer Protection
Social Media Compliance for the Financial Services Professional - In Person
Social Media Compliance for the Financial Services Professional - Virtual
Variable Insurance Products
Written Supervisory Procedures for Broker-Dealers
Prefer to register via fax or mail, instead of online? Download theRegistration Form PDF
Receive a 10% discount when three or more employees register for the same course at the same time. Groups of ten or more receive a 15% discount.