Andrew A. Favret, FINRA

Variable Products

Andrew A. Favret is Associate Vice President and Regional Chief Counsel in the FINRA New Orleans District Office, with supervisory responsibility for the Enforcement functions in the New Orleans, Dallas, Atlanta and Boca Raton District Offices. Since joining FINRA in 1991, he has worked on a variety of enforcement initiatives, including recent cases involving day-trading practices, municipal bond pricing, and the marketing and sale of variable products. He lectures frequently concerning regulatory and enforcement issues. Prior to joining FINRA, Mr. Favret was associated with the Washington, DC office of Dechert Price & Rhoads, where he was involved in the firm’s securities and banking practices. Mr. Favret attended Boston College, received BA and JD degrees from The Catholic University of America and received an MA degree from St. John’s College.